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Financial Services

The complexities of the financial services legislation are numerous.  Our team will lead you safely through this minefield.

"Small expert team with high levels of service and advice unique in a world of large firms." The Legal 500

Our in-depth knowledge and experience of financial services law and regulation enables us to give clear, pragmatic advice on all aspects including:

  • Advice on regulated activities;
  • Establishing operations regulated by the FCA;
  • The regulation of financial promotions in connection with fundraisings;
  • Liabilities arising from obligations imposed by the financial services legislation; and
  • Advice to authorised persons and businesses.


In the event of a problem, our dispute resolution team is on hand to advise on commercial litigation, regulatory investigations, fraud, financial crime and reputation management.